Documents Clients Need to Keep on File: Untangling the What, Why, and Where of Document Retention
Tuesday, December 13, 2022
3:30 PM – 4:30 PM PDT
Location: SCC: 606-609
CE: 1 CFP CE Credit(s)
Level of Complexity: Overview
Speaker Michael Lecours, CFPⓇ, will present an educational session that will work to untangle the complicated matter of document retention. The rules surrounding which essential documents need to be retained, for how long, and the best ways to store them are vague and varied. A misstep can have a negative financial impact on the client. Michael’s presentation will walk the advisor through important documents and retention policies; how to store important documents, both physically and virtually; strategies advisors can use to get clients organized and keep them organized.
Learning Objectives:
Identify the specific documents clients should retain and for how long.
Advise on the best way to store specific documents -- whether virtually or physically -- and how to dispose of them effectively.
Understand how to get started developing the document retention strategy for clients.
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